Commentary: The Perils of Principle-Based Regulation March 24, 2009 By Danielle D’Angelo of the Nelson Law Firm In recent years, the SEC has been making a move toward more “principles-based” regulation, in which regulatory guidance provides broad compliance principles and leaves regulated firms to figure out how to apply those principles to their own [...]
Rules- vs. Principle-Based Regulation ?
April 6th, 2009 · No Comments · Markets
Tags: principles·regulation·rules